In this webinar we are taking a closer look at record keeping and what this means in relation to your financial advice business.
Whether you have a paper based business or are totally tech savvy you need to review your record keeping processes and ensure you are on track.
Do you understand what the record keeping requirements are in the new regime? What do you have to record, why do you have to record it and how long do you need to keep the records? How do I ensure my actions are evidenced in my record keeping especially when I have to prove my clients understand the advice which has been provided.
We’ll run through a few examples to help you implement an approach and meet these requirements. This continues on from our recent regional events we are unbundling more of the standard conditions of full licensing. This is a standard condition of both transitional licences and full licensing requirements.
This is a not to be missed webinar for all advisers to refresh your knowledge on the new requirements in the new regime.